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November 6, 2026, Duncan Scott

FCA consults on ‘guided retirement’ proposals

The FCA has published a joint discussion paper with the DWP seeking views on proposals for a Guided Retirement framework in both contract and trust-based workplace pension schemes. Guided … [Read more...] about FCA consults on ‘guided retirement’ proposals

Filed Under: Financial Services Regulation and Fintech Tagged With: DC, Defined contribution, Pensions

November 6, 2026, Duncan Scott

FCA publishes ESG rules

The FCA has published finalised rules to improve transparency and trust in the ESG ratings market. From 29 June 2028, any firm providing ESG ratings will need to apply to the FCA for appropriate … [Read more...] about FCA publishes ESG rules

Filed Under: Financial Services Regulation and Fintech Tagged With: ESG, FCA authorisation, ratings

November 6, 2026, Duncan Scott

PRA proposes Building Society reform

Following the Mutuals Landscape report published jointly by the FCA and PRA in 2025 the PRA has issued a discussion paper considering the extent to which the regulatory regime for building societies … [Read more...] about PRA proposes Building Society reform

Filed Under: Financial Services Regulation and Fintech Tagged With: Building societies, credit unions

November 6, 2026, Duncan Scott

FCA sets motor finance settlement expectations

Following findings that indicate almost 9 out of 10 (89%) motor finance customers who have raised a complaint or are considering doing so would prefer the option of accepting an offer of compensation … [Read more...] about FCA sets motor finance settlement expectations

Filed Under: Financial Services Regulation and Fintech Tagged With: Compensation Scheme, early settlement, Motor Finance

October 22, 2026, Eu King Tan

FCA publishes good and poor practice on AI in financial services

On 19 October 2026, the FCA published examples of good and poor practice on the use of AI in financial services.  Jessica Rusu, the FCA's chief data, information and intelligence officer, set out … [Read more...] about FCA publishes good and poor practice on AI in financial services

Filed Under: Financial Services Regulation and Fintech, Uncategorized Tagged With: Agentic AI, AI, Consumer Duty, Consumer Protection, FCA, Financial Regulation, financial services, financial services regulation, Governance and Accountability, Incident Reporting, Large Language Models (LLMs), Operational Resilience, Outsourcing and Third-Party Risk, SM&CR, SYSC, Vulnerable Customers

September 29, 2026, Duncan Scott

House of Lords Committee Opens Inquiry into Financial Services Regulatory Sandboxes

The House of Lords (Financial Services Regulation Committee) has launched an inquiry, with an accompanying call for evidence, into the use of regulatory sandboxes in UK financial services. The … [Read more...] about House of Lords Committee Opens Inquiry into Financial Services Regulatory Sandboxes

Filed Under: Blogs, Financial Services Regulation and Fintech Tagged With: Artificial Intelligence (AI), financial services, financial services regulation, House of Lords

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